Where an arbitration panel interpreted statutes to reach a conclusion, a manifest disregard of law did not occur. The 7th U.S. Circuit Court of Appeals affirmed a decision by U.S. District Judge J. P. Stadtmueller, Eastern District of Wisconsin. Ameriprise Financial is a member of the Financial Industry Regulatory Agency (FINRA), the regulatory organization that oversees brokerage firms and exchange markets. In August 2009, Ameriprise and Paul J. Renard entered into a franchise agreement under which Renard became a …